- Client Service Manager - Wealth Management Attractive salary packageStrong career growthWork life balanceSuccess begins here! Join a reputable advice business and build your long term careerAbout the companyThis growing financial advice business based in CBD has developed a great name and brand over the years. Constantly striving for perfection, the team is known for providing outstanding financial advice to a wide range of loyal clients from wealth accumuClient Service Manager - Wealth Management Attractive salary packageStrong career growthWork life balanceSuccess begins here! Join a reputable advice business and build your long term careerAbout the companyThis growing financial advice business based in CBD has developed a great name and brand over the years. Constantly striving for perfection, the team is known for providing outstanding financial advice to a wide range of loyal clients from wealth accumu
- Experience:• Experience in a Line 2 Compliance role or similar function.• 3+ years legal experience, insurance and/or financial services compliance experience (General insurance strongly preferred).• Experience in Compliance Assurance or Internal Audit with the ability to perform independent end-to-end Assurance Reviews, with sound data literacy skills to assist with insights.• Strong skills in researching and applying relevant Law, Regulations and Code obExperience:• Experience in a Line 2 Compliance role or similar function.• 3+ years legal experience, insurance and/or financial services compliance experience (General insurance strongly preferred).• Experience in Compliance Assurance or Internal Audit with the ability to perform independent end-to-end Assurance Reviews, with sound data literacy skills to assist with insights.• Strong skills in researching and applying relevant Law, Regulations and Code ob
- An exciting opportunity to join our client as the Team Leader/Manager - Service & Sales based in Double Bay!About the clientThey are a tight-knit financial services company looking to redefine financial solutions and offering reverse mortgage loans to 55s! Why join them?Unleash your potential and build a career to be proud of through excellent training and development opportunities.Great team environment, professional developmentOffice location near publicAn exciting opportunity to join our client as the Team Leader/Manager - Service & Sales based in Double Bay!About the clientThey are a tight-knit financial services company looking to redefine financial solutions and offering reverse mortgage loans to 55s! Why join them?Unleash your potential and build a career to be proud of through excellent training and development opportunities.Great team environment, professional developmentOffice location near public
- This role is accountable for:Provide enterprise monitoring and reporting for the conflicts of interest risk theme.Responsible for policy implementation, maintenance, ensuring awareness and providing proactive trainingSupport Divisions and Business units by providing subject matter expertise for transactional conflicts, employee personal account dealing and employee personal conflicts.Provide oversight of emerging global risk themes via stakeholder reportinThis role is accountable for:Provide enterprise monitoring and reporting for the conflicts of interest risk theme.Responsible for policy implementation, maintenance, ensuring awareness and providing proactive trainingSupport Divisions and Business units by providing subject matter expertise for transactional conflicts, employee personal account dealing and employee personal conflicts.Provide oversight of emerging global risk themes via stakeholder reportin
- About the companyThis highly regarded and well-established financial advice firm in North West Sydney is renowned for its client-centric approach and loyal client base Their team excels at delivering tailored holistic financial advice to their clients. Due to recent growth, they are seeking an experienced Associate Adviser to play a key role in their continued success and evolution.About the roleAs an Associate Adviser, you will work closely with two SenioAbout the companyThis highly regarded and well-established financial advice firm in North West Sydney is renowned for its client-centric approach and loyal client base Their team excels at delivering tailored holistic financial advice to their clients. Due to recent growth, they are seeking an experienced Associate Adviser to play a key role in their continued success and evolution.About the roleAs an Associate Adviser, you will work closely with two Senio
