job details

This role is accountable for:

Provide enterprise monitoring and reporting for the conflicts of interest risk theme.
Responsible for policy implementation, maintenance, ensuring awareness and providing proactive training
Support Divisions and Business units by providing subject matter expertise for transactional conflicts, employee personal account dealing and employee personal conflicts.
Provide oversight of emerging global risk themes via stakeholder reporting

Requirements: ...

Previous experience in a Control Room Compliance function.

Strong knowledge of Institutional products and advisory.
Strong understanding of the end-to-end policy lifecycle underpinned by practical experience in obligation and control requirements.
Reporting Analysis and Insights.
International Institutional Banking experience.

Please send resume to sarah.croke@randstad.com.au and reach out on 0477 696 046

This role is accountable for:

Provide enterprise monitoring and reporting for the conflicts of interest risk theme.
Responsible for policy implementation, maintenance, ensuring awareness and providing proactive training
Support Divisions and Business units by providing subject matter expertise for transactional conflicts, employee personal account dealing and employee personal conflicts.
Provide oversight of emerging global risk themes via stakeholder reporting

Requirements:

Previous experience in a Control Room Compliance function.

Strong knowledge of Institutional products and advisory.
Strong understanding of the end-to-end policy lifecycle underpinned by practical experience in obligation and control requirements.
Reporting Analysis and Insights.
International Institutional Banking experience.

Please send resume to sarah.croke@randstad.com.au and reach out on 0477 696 046

skills
-
qualifications
- -
education
Bachelor Degree

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summary

melbourne, victoria
permanent
full-time

specialism
banking & financial services
sub specialism
compliance & risk
reference number
90M0670961_6530298122541237587

financial
-

apply with randstad.
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Once we have reviewed your application if you are shortlisted to move to the next stage, one of our consultants will contact you directly to discuss your application further. If we find that you are not a good fit for the specific role, you will be notified by email.
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If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility to work in Australia.
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Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
reference and background check.
As part of the process in ensuring you’re perfect for the role, we’ll make contact with any relevant references you’ve provided.
the perfect job for you.
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the interview and negotiation.
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start your new job.
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sarah croke

Sarah.Croke@randstad.com.au

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senior manager compliance.

job details

skills

qualifications

education

share this job.

key benefits

the application process.

apply with randstad.

we'll give you a call.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview and negotiation.

start your new job.

get in touch

sarah croke

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