19 Compliance Banking & financial services jobs found

Key Responsibilities:•Lead and manage operational risk assessments, ensuring alignment with regulatory and company requirements.•Oversee incident management processes, identifying root causes and implementing corrective actions.•Develop and maintain risk mitigation strategies, improving resilience across the business.•Collaborate with cross-functional teams to ensure a proactive approach to operational risks.About You:•Proven experience in operational risk

Senior Audit Manager - Melbourne - Banking- Opportunity to support the organisation leveraging your Non-Financial Risk skills.- Work within an adaptable and collaborative environment that focuses on growing its people and their capabilities.- Requires strong experience in Risk and/or Internal Audit with expertise in non-financial risk management and compliance management, and risk management frameworks. -Proven experience leading and coaching teams and man

Experience:• Experience in a Line 2 Compliance role or similar function.• 3+ years legal experience, insurance and/or financial services compliance experience (General insurance strongly preferred).• Experience in Compliance Assurance or Internal Audit with the ability to perform independent end-to-end Assurance Reviews, with sound data literacy skills to assist with insights.• Strong skills in researching and applying relevant Law, Regulations and Code ob

Senior Audit Manager – Non-Financial Risk & Compliance Location: Docklands, VIC Type: Permanent, Full-TimeAbout the Role An exciting opportunity to drive meaningful change in governance, risk management, and internal control frameworks. This role is ideal for a senior audit or risk professional with strong experience in non-financial risk, compliance management, and regulatory engagement.You'll be part of a collaborative, fast-paced environment that values

Internal Audit Specialist – 12 Month Opportunity Location: Docklands, VIC Type: Fixed-Term Contract (12 months)About the Role Join a forward-thinking internal audit team where you'll help drive meaningful change and enhance risk governance across the organisation. This is a unique opportunity to support key initiatives that strengthen risk management frameworks, improve the control environment, and respond to evolving regulatory expectations.You’ll work in

Lending Officer - Loan Sales FocusLocation: MulgraveSalary: $70,000 + SuperFull-Time Opportunity based in the office 5 daysAre you passionate about helping people achieve their financial goals? Do you thrive in a customer-facing, results-driven environment? Join a dynamic and growing team as a Lending Officer with a strong focus on loan sales and customer solutions.We're looking for a confident, service-oriented individual who is motivated by building rela

Senior Business Development Manager – Mortgage Broker Industry Location: Inner CBDSalary: $150k + Super + Vehicle + Commisson Are you a dynamic sales professional with deep experience in commercial lending and a passion for building lasting broker relationships? We are seeking a Senior Business Development Manager to manage and grow broker and aggregator partnerships within the mortgage broker industry.The Role As Senior Business Development Manager, you w

CREDIT ANALYST FULL-TIME PERMANENT POSITIONMELBOURNE CBDJoin a leading locally based bank as a credit analyst in their home lending credit assessment team. Use your existing knowledge and experience of credit risk to assess complex applications for home lending to ensure they meet the bank's compliance requirements. The BenefitsGenerous annual and parental leave entitlementsAbility to purchase extra annual leaveFlexible hybrid work environmentDiscounts on

Fixed Income Settlements Officer – Austraclear Experience EssentialRate: $45 per hour plus superContract: 12 months (Some potential of extension) Location: CBD (3 days in the office, 2 days from home) Are you an experienced Fixed Income Settlements professional with strong Austraclear expertise? Join a dynamic operations team in a critical role where your attention to detail, communication skills, and risk-focused mindset will be highly valued.About the Ro

About the companyThis highly regarded and well established leading industry fund has been established for many years and has always put a client centric approach at the heart of their business, allowing them to develop a solid and loyal client base. They are known for providing outstanding holistic financial advice to a wide range of clients. Due to recent growth, they are looking for an experienced Financial Planner to join their Newcastle team.About the

About the companyThis highly regarded and well-established financial advice firm in North West Sydney is renowned for its client-centric approach and loyal client base Their team excels at delivering tailored holistic financial advice to their clients. Due to recent growth, they are seeking an experienced Associate Adviser to play a key role in their continued success and evolution.About the roleAs an Associate Adviser, you will work closely with two Senio

Personal Assistant – 6 Month ContractLocation: Melbourne CBD Start: ASAP Contract Type: 6 months Salary: $650-$700 per day (depending on experience) We’re seeking a highly organised and experienced Executive Assistant to support 2-3 senior executives in a fast-paced banking environment. This is a key role providing high-level admin, diary and travel management, meeting coordination, and confidential support.Key Responsibilities:Manage complex diaries, meet

Client Service Manager - Wealth Management Attractive salary packageStrong career growthWork life balanceSuccess begins here! Join a reputable advice business and build your long term careerAbout the companyThis growing financial advice business based in CBD has developed a great name and brand over the years. Constantly striving for perfection, the team is known for providing outstanding financial advice to a wide range of loyal clients from wealth accumu

Client Service Manager - Wealth Management Attractive salary packageStrong career growthWork life balance Success begins here! Join a reputable advice business and build your long term careerAbout the companyThis growing financial advice business based in CBD has developed a great name and brand over the years. Constantly striving for perfection, the team is known for providing outstanding financial advice to a wide range of loyal clients from wealth accum

Client Service Manager - Wealth Management Attractive salary packageStrong career growthWork life balanceSuccess begins here! Join a reputable advice business and build your long term careerAbout the companyThis growing financial advice business based in CBD has developed a great name and brand over the years. Constantly striving for perfection, the team is known for providing outstanding financial advice to a wide range of loyal clients from wealth accumu

Customer Service Specialist – Collections | Business Banking Location: Sydney CBD, NSW Rate: $38.00 per hour + Super Contract: 12-Month Contract | ASAP StartAre you an experienced collections professional who thrives in a fast-paced, customer-focused environment? We’re partnering with a Big 4 Bank to find a Specialist to join their Business Banking Collections team.This is a fantastic opportunity to get your foot in the door of one of Australia’s most repu

About the companyThis highly regarded and well established advice firm based in Western Sydney is known for putting their clients’ needs and goals at the heart of their business, allowing them to develop a solid and loyal client base. They are known for providing outstanding holistic financial advice to a wide range of clients. Due to recent growth, the team is looking for an experienced Financial Planner to join the company’s journey and play a key part i

Market Operations – Entry-Level Role with a Big 4 Bank!6-Month Contract | $38/hr + Super | Sydney-BasedKeen to break into the finance industry? Here’s your chance to join one of Australia’s Big 4 banks in a supportive, hands-on role that’s perfect for someone early in their career. Whether you have just graduated, or have experience in retail or call centres - if you’ve got an interest in finance and a great work ethic, this could be the opportunity that s

Market Operations – Join One of Australia's Big 4 Banks!Based in Sydney | Make an impact at the heart of financial marketsLooking to start your career in a role that keeps you close to the action in financial markets, but without sitting on a trading desk or the phones? Here’s your chance to be part of one of Australia’s Big 4 banks — right in the middle of a high-energy, high-impact environment.The Market Operations team is the engine room behind the bank