- Remote Position
- 12 Month Fix Term Contract
- Mortgage Broking, Tax, & Financial Services
The Company
Global business that provides mortgage broking and tax services to Australians
The Role
This is a compliance role with the view to provide the framework and cover current gaps to make the mortgage broking / tax business run smoothly after the 12 month contract.
If you excel at analyzing regulatory gaps and transforming them into scalable, tech-enabled operational workflows, this project is for you.
Key Responsibilities
- Remediation & Roadmap: Conduct a comprehensive diagnostic audit against RG209, RG273, the NCCP Act, AML/CTF Act, and the Privacy Act 1988 to build and execute a prioritised remediation roadmap.
- Framework Architecture: Design and launch a robust loan file audit framework, including clear scope-of-practice boundaries for offshore operational teams.
- Cross-Border AML/CTF & Privacy: Uplift the AML/CTF program (KYC, VOI, and customer due diligence) specifically for an offshore, client base.
- Stakeholder Liaison: Act as the primary point of contact for aggregator compliance teams, lenders, external counsel, and independent reviewers.
- Operational Handover: Establish the overall compliance management system (registers, incident frameworks, reporting) and progressively transfer ownership to the permanent team.
Your Experience
- 5+ years in Australian financial services compliance, with at least 2 years explicitly inside a mortgage broking, aggregator, or non-bank lender environment.
- Proven, hands-on mastery of responsible lending (NCCP, RG209) and best interests duty (RG273) compliance frameworks.
- Direct experience managing compliance for businesses with offshored operations (e.g., handling third-party risk, data security, and scope-of-practice controls).
- A strong project management discipline with a track record of delivering outcome-based remediation roadmaps.
- A forward-thinking mindset—you are comfortable leveraging AI and automation to optimize compliance operations rather than relying purely on manual processes.
Qualifications & Traits:
- Bachelor’s degree in Law, Finance, Business, or a related field.
- Relevant certifications (GRCP, ICA, CAMS) or Mortgage Broking diplomas (Diploma/Cert IV) are highly preferred.
- The commercial judgment to navigate regulatory grey areas, balanced with the integrity to hold the line with senior executives when necessary.
To apply online, please click on the appropriate link.
At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.
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