senior manager, personal account dealing, compliance in Sydney

posted
contact
ricky huynh, randstad
job type
permanent
salary
AU$ 150,000 - AU$ 160,000 per year

job details

posted
location
sydney, new south wales
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
AU$ 150,000 - AU$ 160,000 per year
reference number
90M0424776_1601010374
contact
ricky huynh, randstad
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job description

Senior Manager, Personal Account Dealing, Compliance

Exciting opportunity to join a well established and high performing team

  • Great opportunity to implement significant changes within the group control room team
  • Great opportunity for career progression and for someone looking for a new challenge
  • Rewarding role, where your contributions will improve and uplift existing frameworks

Exciting opportunity for an experienced compliance manager, looking for a new challenge and wanting to work alongside a dynamic team with a supportive work culture.

Your New Role

You will responsible for providing advice and guidance on the implementation of conflicts of interest frameworks for the group, this includes developing and maintaining conflicts of interests and advising on the implementation and monitoring of the effectiveness of these frameworks.

You will be a key stakeholder to help manage chinse walls and the information barrier structures and processes that are currently in place.

This role has a focus within managing personal account dealings where you will also be integral in managing this personal account dealing programme and assist in the policy project roll out.


Experience/skills required

  • Proven compliance experience in a financial services organisation
  • Relevant compliance experience within institutional banking and working within a control room
  • Experience in managing or implementing an effective personal account dealing framework
  • Demonstrable experience of translating the complex into the simple and communicating with passion.
  • Knowledge of relevant legal and regulatory environments and experience in managing implications in financial service organisations.

Your next step

Please contact Ricky Huynh on 02 8298 3841 or ricky.huynh@randstad.com.au for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

skills

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qualification

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educational requirements

Bachelor Degree