senior manager - compliance (retail lending) in Sydney CBD

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job details

sydney cbd, new south wales
job category
banking & financial services
job type
AU$ 165,000 - AU$ 175,000 per year
reference number
henry sparshott, randstad
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job description

We are working with a global financial services brand with a permanent need to support the business and act as a trusted business advisor in establishing a culture of compliance, managing queries and supporting the development and implementation of the compliance framework and complete refresh of compliance policies. Retail Financial Services Products only (e.g. Personal Loans, Mortgages, Cards etc)


  • Advise and guide the business, operations and other functions on general queries, new products from a compliance perspective.
  • Support the roll out and implementation of compliance framework, policies and compliance monitoring program and bring it up to an industry standard
  • Where required act as the AML/CTF Officer and Privacy Officer
  • Liaise with internal stakeholders - business heads, ExCo etc.
  • Liaise with external stakeholders - ASIC, APRA, AUSTRAC, legal and auditors.

Experience/skills required

  • Min 6 years proven experience gained in Regulatory Compliance within Retail Banking/Lending is essential
  • Strong relational skills with regulatory bodies i.e. ASIC, APRA, AUSTRAC etc
  • Hands on approach, pragmatic and able to work with the business.
  • Excellent interpersonal skills, strong written and verbal communication skills

Please contact Henry Sparshott on 028298 3807 or for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.