Job opening - Senior Compliance Manager, Markets Surveillance in Melbourne | Randstad Australia

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summary

melbourne, victoria
AU$200,000 - AU$220,000 per year, plus superannuation
permanent
full-time

specialism
banking & financial services
sub specialism
compliance & risk
reference number
90M0544058_2451998143080410128

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job details

Benefits:

...

Be part of an exciting uplift program
Melbourne CBD location with flexible working arrangements
18M FTC to start | $200-220k+Super

Responsibilities:

Responsible for building out the risk and compliance frameworks around the communications & surveillance function in the financial markets business.
Perform oversight and challenge to the front-line sales & dealing team, ensure appropriate controls, systems and procedures are in place.
Provide compliance advice and discuss issues with the trading & dealing, risk & compliance, project, technology teams as well as the vendor.
Ensure successful project delivery and compliance with regulatory obligations globally.
Create, review and update framework documents when appropriate, and write reports to the management team and committees.

Requirements:

At least 5 years of experience in a 2LoD trade surveillance role with an institutional bank; ideally with broad exposure to all asset classes.
Good knowledge of conduct risk frameworks and requirements.
Understanding of regulatory requirements by ASIC, ASX, FMSB.
Strong stakeholder management and project management capabilities.
Any participation in risk transformation projects for financial markets is a plus.

Apply now using the 'Apply Now' button. If you have further questions please e-mail Eugena Gong at eugena.gong@randstad.com.au to arrange a confidential discussion.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

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Benefits:

Be part of an exciting uplift program
Melbourne CBD location with flexible working arrangements
18M FTC to start | $200-220k+Super

Responsibilities:

Responsible for building out the risk and compliance frameworks around the communications & surveillance function in the financial markets business.
Perform oversight and challenge to the front-line sales & dealing team, ensure appropriate controls, systems and procedures are in place.
Provide compliance advice and discuss issues with the trading & dealing, risk & compliance, project, technology teams as well as the vendor.
Ensure successful project delivery and compliance with regulatory obligations globally.
Create, review and update framework documents when appropriate, and write reports to the management team and committees.

Requirements:

At least 5 years of experience in a 2LoD trade surveillance role with an institutional bank; ideally with broad exposure to all asset classes.
Good knowledge of conduct risk frameworks and requirements.
Understanding of regulatory requirements by ASIC, ASX, FMSB.
Strong stakeholder management and project management capabilities.
Any participation in risk transformation projects for financial markets is a plus.

...

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experience
5 years
skills
trade surveillance; financial market; institutional banking; market surveillance; risk management; compliance; transformation; FICC;
qualifications
- Relevant work experience
education
College/Pre-University

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Once it is determined whether or not you’re suitable for the role, a consultant will be in touch to discuss your application further.
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If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility to work in Australia.
compliance check.
Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
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EG

eugena gong

eugena.gong@randstad.com.au

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