risk & compliance - advice (fixed contract) - leading brand in Sydney CBD

apply now

job details

sydney cbd, new south wales
banking & financial services
job type
working hours
reference number
andrew woutersz, randstad
apply now

job description

This rapidly expanding financial services business requires Risk & Compliance Manager . Within this exciting and diverse role you be will assisting the business with management and oversight of their Wealth Advice from Risk & governance perspective.

The role will play key part of the management and oversight of the ever changing Risk requirements across the Advice portfolio across the Wealth and Superannuation and Insurance portfolio. Specifically this role will ensure that the obligations from a regulatory perspective are being met across Superannuation and platforms portfolio.

As the Senior Project Risk & Compliance Manager ideally you will have a solid understanding of the regulatory environment governing financial services and good knowledge of standards especially across the platforms and or Advice space.

Duties will include;

  • Oversight and Management of all theRisk farmework and, where necessary, procedures to promote client contractual, legislative and regulatory compliance across the Advice portfolio.
  • Ensure that the current Risk framework and Advice standards reflect ever increasing changes to regulatory standards .
  • Ensure the business is aware of their regulatory and superannuation obligations from an Advice and or platforms perspective.

As the Risk & Compliance Manager you will have extensive Risk & Compliance experience requirements from a regulatory perspective especially from teh Advice perspective. You will also need to have managed and overseen staff previously. This is an outstanding opportunity to grow your career in a long term contract with a leading brand. With exposure to senior stakeholders across the organisation.

Should you wish to discuss this role in further details please feel free to contact Andrew Woutersz on 02 8298 3885

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


Wealth Advice Risk


Wealth Advice

educational requirements

Bachelor Degree