risk and compliance manager (line 1 asset management) in Sydney CBD

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job details

sydney cbd, new south wales
banking & financial services
job type
working hours
5 years
reference number
henry sparshott, randstad
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job description

We are working with a well regarded asset manager on a broad operational risk and compliance role that sits within the business. The ideal candidate will already have existing institutional asset management experience and have a good, proactive attitude.


  • Supporting Asset Management to ensure that risks, controls and aligned compliance obligations are identified, documented, assessed, managed and are being appropriately monitored and reported. This includes proactively supporting the identification and assessment of delivered risks associated with Change initiatives and ensuring application of the Control Management System (CMS) framework.
  • Advise and guide internal stakeholders and other functions on general/transactional queries to regulatory risks, operational risks and financial crime risks etc
  • Hands on involvement in controls, policy and risk and compliance frameworks.

Experience/skills required

  • Min 4 years proven experience gained directly in Institutional Fund Management industry either in Compliance, Operational Risk or Legal and Compliance is essential
  • Good understanding of Fund Management is essential
  • Strong professional skills including presentation skills, communication skills and ability to influence stakeholders

Please contact Henry Sparshott on 028298 3807 or henry.sparshott@randstad.com.au for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.





educational requirements

Associate Degree/Diploma