Responsible Manager - Financial Markets
Securities Brokerage Firm
- New Licence and Dealer Group
- Work Autonomously or in Office
- Good Salary Package 150K - 200K
Global Business that has predominantly focused on CRM systems for financial market companies. They have expanded in the past few years in both B2B and and now also sell directly to the customer using their platform. They have recently purchased a licence in Australia and want a Responsible Manager to join their small team here.
This role will see you working in a small team as a Responsible Manager for their CFD, Securities and Future products. The group has recently taken over a small licensee and needs someone to be able to help develop the operational and compliance framework for the group.
This role will see you acting as a director dealing with ASIC and helping the business establish new processes to ensure they are aligned to all regulation requirements. You will also be giving advice to control functions on compliance and risk management related to the settlement cycle.
This is a varied role where you will across many differently interesting projects.
Ideally a minimum of 7 years experience working in Securities / Settlements /Futures
Strong experience dealing with ASIC/Austrac
Ability to work autonomously
Strong Reporting Skills and Excellent Written Communication
To apply online, please click on the appropriate link.
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