licensee standards consultant up to 140k + bonus in Sydney CBD

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job details

sydney cbd, new south wales
banking & financial services
job type
AU$ 120,000 - AU$ 150,000 per year
reference number
scott sherwood, randstad
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job description

Licensee Standards Consultant Up to 140K + Bonus

Leading wealth management business is seeking experienced financial planning professional to develop and enhance compliance framework while assisting with asic requirements

  • Excellent Salary and Bonus
  • Permanent and Contract
  • Flexible work opportunity to right candidates

The Company

This is one of the premier financial services organisations in Australia. They provide fantastic career growth opportunities internally and the best training in the Advice industry. They have a strong reputation in the market for it's commitment to providing holistic, tailored advice to their customer base. With strong relationships within the financial services community their philosophies and processes give them a competitive advantage within the marketplace.

The business offers outstanding service helping their clients reach their financial goals.

The Role

Exciting role that will see you developing, maintaining and improving the processes of a major wealth business within Financial Services. You will be working within guidelines to put in processes and inititives to ensurethe cases and documents required by asic are in order.

This will all be in the monitoring and supervision framework.

The wider business will be working off the processes and tools you and your team implement. All initiatives and process will be documented so key stakeholders in the business understand and can help enhance.

This is a key business function within the group as it crosses paths with all key groups including the licensees , Risk, Legal and Complaints. The overall goal of this function and business unit is to ensure clients are given the best advice possible.

This is a great opportunity to:
• Be rewarded with an exceptional salary and bonus structure.
• Take your career to the next level.
• Work with an employer of choice.
• Manage a wide range of portfolios.
• Continue your professional and personal growth.

Experience Required

You need a minimum of 5 years in the Financial Planning industry and RG-146 to apply for the role.

  • Experience with preparing licensee agreements and framework
  • Familiarity with asic guidelines
  • Compliance

To apply online, please click on the appropriate link. All applications will be strictly confidential.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


ASIC, Policy, Methodology , Liscencee Standards



educational requirements

Associate Degree/Diploma