compliance senior manager (group functions) in Sydney CBD

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job details

sydney cbd, new south wales
banking & financial services
job type
reference number
henry sparshott, randstad
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job description

We are working with a leading financial services brand on a strategic Compliance role which will have involvement in designing the compliance operating model for Group Functions - Finance, Audit, Legal, Compliance etc and partnering with senior stakeholders to facilitate a more synchronised approach to compliance.


  • Advise and guide the group’s various functions on general compliance queries and specific themes e.g. privacy.
  • Embedding the 3LOD model from a Compliance perspective, compliance risk assessments, testing controls etc.
  • Conduct gap analysis' against local and global regulatory requirements (UK, US, HK etc)
  • Liaise with internal and external stakeholders and regulatory bodies.

Experience/skills required

  • Min 5 years proven experience gained in a broad end-to-end Compliance, Risk and Compliance or Big 4 Consulting role with a focus on Banking (Commercial, Retail or Investment Banking) Insurance or Fund Management is essential
  • Strong interpersonal skills, influence and presence

Please contact Henry Sparshott on 028298 3807 or for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.





educational requirements

Master's Degree