compliance officer in Melbourne CBD

posted
contact
geraldine libatique, randstad
job type
permanent
apply now

job details

posted
location
melbourne cbd, victoria
specialism
banking & financial services
job type
permanent
working hours
Full-Time
reference number
90M0381670_1554697994
contact
geraldine libatique, randstad
apply now
Apply with

job description

About the role:

  • Working closely with advisers and their practices to ensure that advice documents are compliant
  • Coaching and mentoring advisers
  • Analyzing reports and trends
  • Auditing statements of advice
  • Vetting plans
  • This role suits an autonomous and independent candidate who is self motivated

About the candidate:

  • You must be either a financial planner or paraplanner
  • Someone who is working within the same capacity is highly regarded
  • ADFP qualified
  • Degree qualified

If you are looking to work for a growing self-licensed organisation, Apply Now!

geraldine.libatique@randstad.com.au

03 8319 1165

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

skills

compliance, financial planner, financial adviser, paraplanner

qualification

ADFP

educational requirements

Bachelor Degree