compliance officer - funds management in Sydney CBD

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job details

sydney cbd, new south wales
banking & financial services
job type
reference number
harriet hetherton, randstad
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job description

Compliance Officer - Funds Management


Opportunity to join a global asset manager who are looking for a Compliance Officer who is experienced with Fund Management Compliance or Fund Administration.

The Role

  • Provide advice and daily support to the business in respect of compliance matters while fostering a strong culture of compliance in the company
  • Collaborate with Legal, Risk, Internal Audit and other business units
  • Identify and keep up to date on the relevant laws, regulations and rules and industry standards and best practices pertaining to such products, services and business lines.
  • Perform regular compliance monitoring and reporting functions. Identify, investigate, and report on compliance breaches and issues. Monitor status of remedial actions of breaches and issues
  • Prepare regular compliance reports to clients and trustees, internal boards and committees


  • Smaller company so will gain more exposure across the business
  • Initially Fund Management but within 3-6 months will cross skill with superannuation


  • Minimum 3 years’ experience in the financial services industry
  • Relevant tertiary qualifications in Finance or Law
  • Self motivated with the ability to get things done
  • Knowledge of financial services laws and regulations

How to apply

In order to apply for this role please contact Harriet Hetherton on 02 8298 3841 or via email:


compliance, fund management


Tertiary in Finance or Law

educational requirements

Bachelor Degree