compliance development manager – up to 120k base + super in Sydney CBD

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job details

posted
location
sydney cbd, new south wales
specialism
banking & financial services
job type
permanent
salary
AU$ 90,000 - AU$ 120,000 per month
reference number
90M0351750_1533078024
contact
scott sherwood, randstad
apply now

job description

Compliance Development Manager – Up to 120K Base + Super

  • Team Environment
  • Up to 120K+ Bonus
  • Head Office – Dealer Group

The Company

Medium sized dealer group with a great culture. Provide fantastic career growth opportunities internally and the best training in the Advice industry. They have a strong reputation in the market for it's commitment to providing holistic, tailored advice to their customer base. With strong relationships within the financial planning community their philosophies and processes give them a competitive advantage within the marketplace.

The Role

This is a great role where you will be ensuring the compliance requirements of both the salaried and not salaried advisors are being met. You will be providing ongoing support to the business in the form of training, and e-learning. Managing the relationships with practice owners and internal stakeholders will be a key to the role.

Answering queries on legislation, completing audits, and presentations to the larger AFSL Businesses will also be part of your duties.

You will have team members in your own office as well as other members in the other major Australian cities.

Great opportunity to work in a vital part of the Advice industry given the current landscape.

Your Experience

  • Minimum of 2 years experience in financial planning compliance role.
  • Audit experience
  • Advanced Diploma of Financial Planning
  • Degree qualifications preferred but not essential

To apply online, please click on the appropriate link. Alternatively, please contact Scott Sherwood on Scott.Sherwood@randstad.com.au

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

skills

compliance development manager, audit, financial planning

qualification

RG-146, diploma of financial planning

educational requirements

Associate Degree/Diploma