compliance analyst - funds management in Sydney CBD

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job details

sydney cbd, new south wales
banking & financial services
job type
reference number
david jackson, randstad
02 8298 3805
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job description

Working with senior managers and the wider business, this role will be broad and will cover a range of areas within compliance including AML, regulatory reporting and advisory for a number of projects and products. In addition to this, the role will be responsible for:

  • Providing advice and daily support to the business in respect of compliance matters while fostering a strong culture of compliance in the company.
  • Develop and maintain effective and practical compliance policies and procedures for the purpose of ensuring compliance with regulatory requirements.
  • Perform regular compliance monitoring and reporting functions. Identify, investigate, and report on compliance breaches and issues. Monitor status of remedial actions of breaches and issues.
  • Prepare regular compliance reports to various stakeholders
  • Carry out ad hoc tasks as required.

Due to the breadth of the role, the candidate will be required to have the following:

  • Relevant qualifications, i.e. a degree in finance or Law
  • Excellent communication skills with the ability to communicate at all levels
  • A close attention to detail, with the ability to decipher the gray into commercial outcomes
  • At least 3 years experience within financial services, with an understanding of the importance of compliance.
  • An understanding of funds management and associated products will be preferred.

Suitable candidates will be contacted within 3 days of application. For further information on this role please call David Jackson on 02 8298 3805.


Compliance, Legal


Law, Finance

educational requirements

Bachelor Degree