compliance analyst - control room in Sydney CBD

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job details

posted
location
sydney cbd, new south wales
specialism
banking & financial services
job type
permanent
salary
AU$ 95,000 - AU$ 110,000 per year
reference number
90M0282035_1523597269
contact
henry sparshott, randstad
phone
0282983807
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job description

We are working on a broad Compliance position at a global bank with the ideal candidate having a good understanding of Commercial or Investment Banking services and either a broad grounding in Compliance or existing Control Room experience in an Analyst or Associate level role who is keen to take on more responsibilty.

Responsibilities

  • Work across all areas including
  • Conflicts of interest / chinese walls
  • Insider dealing, watch-list and restricted list monitoring
  • Personal account dealing
  • Gifts and entertainment/ hospitality etc
  • Provide internal MI reporting, compliance training
  • Ad hoc duties


Experience/skills required

  • Min 1-3 years proven experience gained in a control room role or a broad Compliance role within Institutional or Investment Banking with is essential
  • Good interpersonal skills and attention to detail as well as a good attitude
  • Understanding of Commodities, Options, Swaps, OTC/Listed Derivatives and DCM is useful

Please contact Henry Sparshott on 028298 3807 or henry.sparshott@randstad.com.au for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.



skills

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qualification

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educational requirements

Bachelor Degree